In her biweekly “Compliance Insider” column in Corporate Counsel, TRACE president Alexandra Wrage, dives into the muddy waters of compliance guidelines. Although Assistant Attorney General Lanny Breuer has promised that detailed directives will be forthcoming, Wrage advises the compliance community to manage its expectations. In the U.S., standards for the conduct of due diligence depend on … red flags. Standards for gifts and hospitality depend on what is reasonable and customary to … someone. Standards for employee and intermediary training depend on … a host of factors. There is no clear sailing for UK compliance More…![]()
